Robert B. Engel - 05 Jun 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Robert B Engel
Issuer symbol
N/A
Transactions as of
05 Jun 2021
Net transactions value
$0
Form type
4
Filing time
07 Jun 2021, 14:30:45 UTC
Previous filing
03 Jun 2021
Next filing
23 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $126,278 +2,508 +30% $50.35 10,953 05 Jun 2021 Direct
transaction HTLF Common Stock Options Exercise $36,252 +720 +6.6% $50.35 11,673 05 Jun 2021 Direct
holding HTLF Depository Shares 4,489 05 Jun 2021 Direct F1
holding HTLF Common Stock 8,445 05 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2020 Director Restricted Stock Units Options Exercise $126,278 -2,508 -50% $50.35 2,508 05 Jun 2021 Common Stock 0 Direct F3, F4
transaction HTLF 2020 Director Restricted Stock Units (retainer) Options Exercise $36,252 -720 -50% $50.35 720 05 Jun 2021 Common Stock 0 Direct F3, F4
holding HTLF 2021 Director Restricted Stock Units 0 05 Jun 2021 Common Stock 1,550 Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units (retainer) 0 05 Jun 2021 Common Stock 720 Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units 0 05 Jun 2021 Common Stock 2,508 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F2 These shares participate in a Dividend Reinvestment Plan.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.