Robert B. Engel - Jun 5, 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Robert B Engel
Stock symbol
HTLF
Transactions as of
Jun 5, 2021
Transactions value $
$0
Form type
4
Date filed
6/7/2021, 02:30 PM
Previous filing
Jun 3, 2021
Next filing
Aug 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $126K +2.51K +29.7% $50.35 11K Jun 5, 2021 Direct
transaction HTLF Common Stock Options Exercise $36.3K +720 +6.57% $50.35 11.7K Jun 5, 2021 Direct
holding HTLF Depository Shares 4.49K Jun 5, 2021 Direct F1
holding HTLF Common Stock 8.45K Jun 5, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2020 Director Restricted Stock Units Options Exercise -$126K -2.51K -50% $50.35 2.51K Jun 5, 2021 Common Stock 0 Direct F3, F4
transaction HTLF 2020 Director Restricted Stock Units (retainer) Options Exercise -$36.3K -720 -50% $50.35 720 Jun 5, 2021 Common Stock 0 Direct F3, F4
holding HTLF 2021 Director Restricted Stock Units 0 Jun 5, 2021 Common Stock 1.55K Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units (retainer) 0 Jun 5, 2021 Common Stock 720 Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units 0 Jun 5, 2021 Common Stock 2.51K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F2 These shares participate in a Dividend Reinvestment Plan.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.