Jennifer K. Hopkins - May 19, 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Jennifer K. Hopkins
Stock symbol
HTLF
Transactions as of
May 19, 2021
Transactions value $
$120,589
Form type
4
Date filed
5/20/2021, 03:59 PM
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 3.01K May 19, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Director Restricted Stock Units Award $73.8K +1.5K $49.22 0 May 19, 2021 Common Stock 1.5K Direct F1, F2
transaction HTLF 2021 Director Restricted Stock Units (board retainer) Award $46.8K +950 $49.22 0 May 19, 2021 Common Stock 950 Direct F1, F2
holding HTLF 2021 Director Restricted Stock Units 0 May 19, 2021 Common Stock 0 Direct F1, F2
holding HTLF 2020 Director Restricted Stock Units (retainer) 0 May 19, 2021 Common Stock 720 Direct F1, F2
holding HTLF 2020 Director Restricted Stock Units 0 May 19, 2021 Common Stock 2.36K Direct F1, F2
holding HTLF 2019 Director Restriced Stock Units (retainer) 607 May 19, 2021 Common Stock 607 Direct F1, F3
holding HTLF 2019 Director Restriced Stock Units 1.52K May 19, 2021 Common Stock 1.52K Direct F1, F3
holding HTLF 2021 Director Restricted Stock Units (board retainer) 0 May 19, 2021 Common Stock 0 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
F3 These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.