Robert B. Engel - 12 May 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ Robert B Engel
Issuer symbol
N/A
Transactions as of
12 May 2021
Net transactions value
+$13,448
Form type
4
Filing time
13 May 2021, 10:59:51 UTC
Next filing
20 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Depository Shares Purchase $13,448 +489 +12% $27.50 4,489 12 May 2021 Direct F1
holding HTLF Depository Shares 4,000 12 May 2021 Direct F1
holding HTLF Common Stock 8,445 12 May 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2020 Director Restricted Stock Units (retainer) 0 12 May 2021 Common Stock 720 Direct F3, F4
holding HTLF 2020 Director Restricted Stock Units 0 12 May 2021 Common Stock 2,508 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F2 These shares participate in a Dividend Reinvestment Plan.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.