Morgan C. Frank - 22 Oct 2024 Form 4 Insider Report for SANUWAVE Health, Inc. (SNWV)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
Morgan C. Frank, By: /s/ Morgan C. Frank
Issuer symbol
SNWV
Transactions as of
22 Oct 2024
Net transactions value
$0
Form type
4
Filing time
19 Feb 2025, 14:07:47 UTC
Previous filing
02 Jul 2024
Next filing
03 Jan 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNWV Stock Option (right to buy) Award $0 +138,874 $0.000000 138,874 22 Oct 2024 Common Stock 138,874 $14.20 Direct F1, F3, F4
transaction SNWV Stock Option (right to buy) Award $0 +21,126 +15% $0.000000 160,000 22 Oct 2024 Common Stock 21,126 $14.20 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options were granted to the Reporting Person in accordance with the Issuer's 2024 Equity Incentive Plan and are considered Non-Qualified Stock Options thereunder.
F2 The options were granted to the Reporting Person in accordance with the Issuer's 2024 Equity Incentive Plan and are considered Incentive Stock Options thereunder.
F3 The options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.
F4 In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."