| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SOC | Common Stock, par value $0.0001 per share | Purchase | $633K | +41K | +0.51% | $15.45 | 8.04M | Aug 27, 2024 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SOC | Warrants | Purchase | $2.74M | +553K | +73.78% | $4.95 | 1.3M | Aug 27, 2024 | Common Stock, par value $0.0001 per share | 553K | $11.50 | Direct | F1, F2, F3 |
| transaction | SOC | Warrants | Purchase | $255K | +50K | +3.84% | $5.10 | 1.35M | Aug 29, 2024 | Common Stock, par value $0.0001 per share | 50K | $11.50 | Direct | F1, F2, F3 |
| transaction | SOC | Warrants | Purchase | $560K | +100K | +7.39% | $5.60 | 1.45M | Aug 29, 2024 | Common Stock, par value $0.0001 per share | 100K | $11.50 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | The securities are owned directly by Pilgrim Global ICAV and may be deemed to be indirectly beneficially owned by (i) Pilgrim Global Advisors LLC, the investment manager to Pilgrim Global ICAV. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| F2 | Each Warrant beneficially owned by the Reporting Persons is exercisable for one share of the Issuer's Common Stock, par value $0.0001 per share. |
| F3 | The Warrants are currently exercisable. |