Broadwood Partners, L.P. - Sep 19, 2023 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
10%+ Owner
Signature
Broadwood Partners, L.P., By: Broadwood Capital, Inc., By: /s/ Neal C. Bradsher, President
Stock symbol
STAA
Transactions as of
Sep 19, 2023
Transactions value $
$11,689,354
Form type
4
Date filed
9/21/2023, 08:31 PM
Previous filing
Sep 7, 2023
Next filing
Oct 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Purchase $184K +4.49K +0.05% $40.89 8.98M Sep 19, 2023 Direct F1, F2
transaction STAA Common Stock Purchase $0 0 0% $0.00* 8.98M Sep 19, 2023 Footnote F1
transaction STAA Common Stock Purchase $5.37M +132K +1.47% $40.67 9.11M Sep 20, 2023 Direct F1, F3
transaction STAA Common Stock Purchase $0 0 0% $0.00* 9.11M Sep 20, 2023 Footnote F1
transaction STAA Common Stock Purchase $6.13M +155K +1.7% $39.62 9.26M Sep 21, 2023 Direct F1, F4
transaction STAA Common Stock Purchase $0 0 0% $0.00* 9.26M Sep 21, 2023 Footnote F1
holding STAA Common Stock 25.9K Sep 19, 2023 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose
F2 This constitutes the weighted average purchase price. The prices range from $40.78 to $40.9853. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F3 This constitutes the weighted average purchase price. The prices range from $40.49 to $40.99. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F4 This constitutes the weighted average purchase price. The prices range from $39.1250 to $40.2549. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F5 These securities are directly owned by Neal C. Bradsher