Gregory P. Heyman - Sep 28, 2021 Form 4 Insider Report for Lowell Farms Inc. (LOWLF)

Role
10%+ Owner
Signature
/s/ Gregory P. Heyman
Stock symbol
LOWLF
Transactions as of
Sep 28, 2021
Transactions value $
$55,500
Form type
4
Date filed
10/18/2021, 02:48 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LOWLF Subordinate Voting Shares Purchase $55.5K +50K $1.11* 50K Sep 28, 2021 Direct F1
holding LOWLF Subordinate Voting Shares 34.8M Sep 28, 2021 see footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This constitutes the weighted average purchase price of the reported security (the "Shares"). The prices range from $1.08 to $1.13. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of Shares purchased at each separate price.
F2 The Hacienda Company ("THC") and Beehouse Partners are the record holders of the reported Shares. Beehouse, LLC is the investment manager of two funds that collectively own a majority interest in THC, and is also the investment manager of Beehouse Partners. Gregory P. Heyman is the sole and managing member of Beehouse Manager, LLC, which is the manager of Beehouse, LLC. The Reporting Person disclaims beneficial ownership of the reported Shares except to the extent of his pecuniary interest therein.