Broadwood Partners, L.P. - Oct 1, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
10%+ Owner
Signature
Broadwood Partners, L.P., By: Broadwood Capital, Inc., By: /s/ Neal C. Bradsher, President
Stock symbol
STAA
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
10/1/2021, 04:53 PM
Previous filing
Sep 24, 2021
Next filing
Mar 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Other $0 -71.6K -0.83% $0.00 8.59M Oct 1, 2021 Direct F1, F2
transaction STAA Common Stock Other $0 0 0% $0.00* 8.59M Oct 1, 2021 Footnote F1, F2
holding STAA Common Stock 25.9K Oct 1, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were transferred to certain limited partners in Broadwood Partners, L.P. ("Broadwood Partners"). No shares were sold by Broadwood Partners.
F2 The reported securities are directly owned by Broadwood Partners and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3 These securities are directly owned by Neal C. Bradsher.