Rtw Investments, Lp - Sep 2, 2021 Form 4 Insider Report for Renovacor, Inc. (RCOR)

Role
10%+ Owner
Signature
RTW Investments, LP, By: /s/ Roderick Wong, Managing Partner
Stock symbol
RCOR
Transactions as of
Sep 2, 2021
Transactions value $
$8,000,000
Form type
4
Date filed
9/7/2021, 05:05 PM
Previous filing
Aug 6, 2021
Next filing
Nov 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCOR Common Stock, par value $0.0001 per share Purchase $8M +800K +57.66% $10.00 2.19M Sep 2, 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RCOR Warrant 175K Sep 2, 2021 Common Stock 175K $11.50 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP (the "Adviser"), which is deemed the beneficial owner of common stock (the "Shares") held by RTW Master Fund, Ltd. and one or more other private funds (collectively, the "Funds"), which are investment funds managed by the Adviser, and (ii) Roderick Wong, M.D., who serves as the Managing Partner and Chief Investment Officer of the Adviser. Dr. Wong exercises voting and dispositive control over the Shares held by the Adviser and is therefore deemed to be a beneficial owner of securities owned or controlled by the Adviser. Each of the Adviser and Dr. Wong disclaims beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein.
F2 The reported amount in Table II reflects the total amount of Shares that may be received upon the conversion of such warrants, which entitles the holder thereof to purchase one-half (1/2) Share.

Remarks:

Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.