Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LCTX | Common Shares | Options Exercise | $54.4K | +24.7K | +39.3% | $2.20 | 87.6K | Jun 25, 2021 | Direct | |
holding | LCTX | Common Shares | 34M | Jun 25, 2021 | See Footnote | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LCTX | OPTION TO PURCHASE COMMON SHARES | Options Exercise | $0 | -24.7K | -100% | $0.00* | 0 | Jun 25, 2021 | COMMON SHARES | 24.7K | $2.20 | Direct | F2 |
holding | LCTX | OPTION TO PURCHASE COMMON SHARES | 40K | Jun 25, 2021 | COMMON SHARES | 40K | $0.83 | Direct | F2 | |||||
holding | LCTX | OPTION TO PURCHASE COMMON SHARES | 40K | Jun 25, 2021 | COMMON SHARES | 40K | $1.03 | Direct | F2 | |||||
holding | LCTX | OPTION TO PURCHASE COMMON SHARES | 49.4K | Jun 25, 2021 | COMMON SHARES | 49.4K | $1.67 | Direct | F2 | |||||
holding | LCTX | OPTION TO PURCHASE COMMON SHARES | 24.7K | Jun 25, 2021 | COMMON SHARES | 24.7K | $2.55 | Direct | F2 |
Id | Content |
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F1 | These securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher (the "Reporting Person"), as President of Broadwood Capital. Each of Broadwood Capital and the Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that Broadwood Capital or the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
F2 | These options are currently exercisable. |