BROADWOOD PARTNERS, L.P. - 16 Jun 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
10%+ Owner
Signature
Broadwood Partners, L.P., By: Broadwood Capital, Inc., By: /s/ Neal C. Bradsher, President
Issuer symbol
STAA
Transactions as of
16 Jun 2021
Net transactions value
-$16,168,382
Form type
4
Filing time
21 Jun 2021, 08:28:47 UTC
Previous filing
15 Jun 2021
Next filing
28 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Sale $4,544,493 -30,543 -0.34% $148.79 8,969,814 16 Jun 2021 Direct F1, F2
transaction STAA Common Stock Sale $0 0 0% $0.000000* 8,969,814 16 Jun 2021 See Footnote F1
transaction STAA Common Stock Sale $9,604,208 -63,896 -0.71% $150.31 8,905,918 17 Jun 2021 Direct F1, F3
transaction STAA Common Stock Sale $0 0 0% $0.000000* 8,905,918 17 Jun 2021 See Footnote F1
transaction STAA Common Stock Sale $2,019,681 -13,236 -0.15% $152.59 8,892,682 18 Jun 2021 Direct F1, F4
transaction STAA Common Stock Sale $0 0 0% $0.000000* 8,892,682 18 Jun 2021 See Footnote F1
holding STAA Common Stock 25,900 16 Jun 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2 This constitutes the weighted average sale price. The prices range from $148.01 to $150.37. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 This constitutes the weighted average sale price. The prices range from $148.25 to $151.91. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 This constitutes the weighted average sale price. The prices range from $151.04 to $154.48. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 These securities are directly owned by Neal C. Bradsher.