Broadwood Partners, L.P. - May 27, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
10%+ Owner
Signature
Broadwood Partners, L.P., By: Broadwood Capital, Inc., By: /s/ Neal C. Bradsher, President
Stock symbol
STAA
Transactions as of
May 27, 2021
Transactions value $
-$39,065,521
Form type
4
Date filed
6/1/2021, 07:21 PM
Next filing
Jun 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Sale -$6.82M -47.6K -0.51% $143.42 9.28M May 27, 2021 Direct F1, F2
transaction STAA Common Stock Sale $0 0 0% $0.00* 9.28M May 27, 2021 Footnote F1
transaction STAA Common Stock Sale -$32.1M -218K -2.35% $147.43 9.06M May 28, 2021 Direct F1, F3
transaction STAA Common Stock Sale $0 0 0% $0.00* 9.06M May 28, 2021 Footnote F1
transaction STAA Common Stock Sale -$148K -1.01K -0.01% $146.36 9.06M Jun 1, 2021 Direct F1, F4
transaction STAA Common Stock Sale $0 0 0% $0.00* 9.06M Jun 1, 2021 Footnote F1
holding STAA Common Stock 25.9K May 27, 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2 This constitutes the weighted average sale price. The prices range from $141.93 to $145.39. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 This constitutes the weighted average sale price. The prices range from $144.05 to $149.99. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 This constitutes the weighted average sale price. The prices range from $146.02 to $146.95. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 These securities are directly owned by Neal C. Bradsher.