| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AVTX | Common Stock | Purchase | $275,200 | +128,000 | +0.33% | $2.15 | 39,048,000 | 14 May 2021 | Direct | F1, F2 |
| transaction | AVTX | Common Stock | Purchase | $0 | 0 | 0% | $0.000000* | 39,048,000 | 14 May 2021 | See Footnote | F1 |
| transaction | AVTX | Common Stock | Purchase | $66,000 | +30,000 | +0.08% | $2.20 | 39,078,000 | 17 May 2021 | Direct | F1, F3 |
| transaction | AVTX | Common Stock | Purchase | $0 | 0 | 0% | $0.000000* | 39,078,000 | 17 May 2021 | See Footnote | F1 |
| transaction | AVTX | Common Stock | Purchase | $51,260 | +22,000 | +0.06% | $2.33 | 39,100,000 | 18 May 2021 | Direct | F1, F4 |
| transaction | AVTX | Common Stock | Purchase | $0 | 0 | 0% | $0.000000* | 39,100,000 | 18 May 2021 | See Footnote | F1 |
| holding | AVTX | Common Stock | 412,442 | 14 May 2021 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | The reported securities (the "Shares") of Cerecor Inc. (the "Issuer") are directly held by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"), and may be deemed to be indirectly beneficially owned by: (i) Armistice Capital, LLC ("Armistice Capital"), as the investment manager of the Master Fund; and (ii) Steven Boyd, as the Managing Member of Armistice Capital ("Mr. Boyd", and collectively with the Master Fund and Armistice Capital, the "Reporting Persons"). Armistice Capital and Mr. Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| F2 | This constitutes the weighted average purchase price per Share. The prices range from $2.12 to $2.20. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of Shares purchased at each separate price. |
| F3 | These Shares were purchased in multiple transactions. The purchase price for each transaction was $2.20 per Share. |
| F4 | This constitutes the weighted average purchase price per Share. The prices range from $2.32 to $2.35. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of Shares purchased at each separate price. |
| F5 | These Shares are directly owned by Mr. Boyd in his personal capacity. |
Each of the Master Fund and Armistice Capital may be deemed a director by deputization of the Issuer by virtue of the fact that Steven Boyd, a representative of the Master Fund and Armistice Capital, currently serves on the Issuer's board of directors.