Mark E. Strome - 01 Jul 2025 Form 4 Insider Report for HeartBeam, Inc. (BEAT)

Reporting relationship: 10%+ Owner
Issuer ticker: BEAT
Reported as of: 01 Jul 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Oct 2025, 21:57:57 UTC
Prior SEC filing: 21 Jan 2025
Next SEC filing: 20 Oct 2025
Source filing: View source filing
Reporting owner signature: /s/ Mark E. Strome

Key filing fact

Mark E. Strome filed Form 4 for HeartBeam, Inc. (BEAT) on 02 Oct 2025.

Key facts

This page summarizes Mark E. Strome's Form 4 filing for HeartBeam, Inc. (BEAT).
0 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 02 Oct 2025, 21:57.

Change

Previous filing in this sequence was filed on 21 Jan 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0000919484 Primary reporting owner

STROME MARK E

Relationship: 10%+ Owner
Address: 2118 WALSH AVENUE, SUITE 210, SANTA CLARA
Signature: /s/ Mark E. Strome
Signature date: 02 Oct 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BEAT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,150,000
Date: 01 Jul 2025
Ownership: See Footnote
Footnotes: F1

BEAT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 57,146
Date: 01 Jul 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BEAT holding Derivative

Restricted Stock Award

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 60,483
Date: 01 Jul 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 60,483
Exercise price: $0.000000
Footnotes: F2, F3

BEAT holding Derivative

Common Stock (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 36,364
Date: 01 Jul 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 36,364
Exercise price: $1.65
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The reported securities are held directly by Strome Mezzanine Fund II, LP, Mark E. Strome Living Trust and Strome Dynasty, LLC. Mr. Strome has the authority to vote and dispose of the reported securities held by each of these entities. Mr. Strome disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that Mr. Strome is a beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Footnote F2

These securities are restricted stock units (RSUs) granted on July 11, 2025. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of July 11, 2026, or the date of the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's 2022 Equity Inventive Plan) through the applicable vesting date.

Footnote F3

RSUs do not expire, they either vest or are canceled prior to vesting date

Footnote F4

Granted options on September 30, 2025, one half of the total number of Shares subject to the Special Option shall vest on the three-month anniversary of the vesting commencement date (July 1, 2025) and the remaining Shares shall vest on the six-month anniversary of the vesting commencement date. These options have been issued from the Company's 2022 Equity Incentive Plan.