John Clarence Barichivich III - 28 Feb 2023 Form 4 Insider Report for ALBEMARLE CORP (ALB)

Role
VP, Controller & CAO
Signature
/s/ Stefanie M. Holland, Attorney-in-Fact
Issuer symbol
ALB
Transactions as of
28 Feb 2023
Net transactions value
-$121,814
Form type
4
Filing time
02 Mar 2023, 18:51:52 UTC
Previous filing
28 Feb 2023
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALB Common Stock Options Exercise $0 +535 +15% $0.000000 4,150 28 Feb 2023 Direct F2
transaction ALB Common Stock Tax liability $40,435 -159 -3.8% $254.31 3,991 28 Feb 2023 Direct F3
transaction ALB Common Stock Award $0 +536 +13% $0.000000 4,527 28 Feb 2023 Direct F4
transaction ALB Common Stock Tax liability $40,690 -160 -3.5% $254.31 4,367 28 Feb 2023 Direct F5
transaction ALB Common Stock Award $0 +536 +12% $0.000000 4,903 28 Feb 2023 Direct F6
transaction ALB Common Stock Tax liability $40,690 -160 -3.3% $254.31 4,743 28 Feb 2023 Direct F5
holding ALB Common Stock 1,218 28 Feb 2023 Albemarle Savings Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALB Restricted Stock Units Options Exercise $0 -535 -50% $0.000000 535 28 Feb 2023 Common Stock 535 Direct F2, F7, F8
transaction ALB Performance Stock Units Award $0 +536 $0.000000 536 28 Feb 2023 Common Stock 536 Direct F4, F8, F9
transaction ALB Performance Stock Units Award $0 +536 $0.000000 536 28 Feb 2023 Common Stock 536 Direct F6, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total number of shares of Common Stock held in the name of the Reporting Person under the Albemarle Corporation Retirement Savings Plan (the "Albemarle Savings Plan") as of the date of this Form 4.
F2 Restricted Stock Units granted 02/28/2020. 50% vested 02/28/2023 and 50% vests on 02/28/2024.
F3 Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units.
F4 rTSR Performance Stock Units granted on 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.
F5 Shares withheld to meet tax liabilities associated with vesting of Performance Stock Units.
F6 ROIC Performance Stock Units granted on 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.
F7 Each Restricted Stock Unit converts to 1 share of Common Stock.
F8 No expiration date.
F9 Each Performance Stock Unit converts to 1 share of Common Stock.