Scott Tozier - Feb 28, 2023 Form 4 Insider Report for ALBEMARLE CORP (ALB)

Role
EVP & CFO
Signature
/s/ Stefanie M. Holland, Attorney-in-Fact
Stock symbol
ALB
Transactions as of
Feb 28, 2023
Transactions value $
-$2,450,515
Form type
4
Date filed
3/2/2023, 06:51 PM
Previous filing
Feb 28, 2023
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALB Common Stock Options Exercise $0 +12.2K +19.03% $0.00 76.4K Feb 28, 2023 Direct F2
transaction ALB Common Stock Tax liability -$1.39M -5.46K -7.15% $254.31 71K Feb 28, 2023 Direct F3
transaction ALB Common Stock Options Exercise $0 +1.68K +2.37% $0.00 72.7K Feb 28, 2023 Direct F4
transaction ALB Common Stock Tax liability -$191K -751 -1.03% $254.31 71.9K Feb 28, 2023 Direct F3
transaction ALB Common Stock Award $0 +3.36K +4.67% $0.00 75.3K Feb 28, 2023 Direct F5
transaction ALB Common Stock Tax liability -$382K -1.5K -2% $254.31 73.8K Feb 28, 2023 Direct F6
transaction ALB Common Stock Award $0 +3.36K +4.56% $0.00 77.1K Feb 28, 2023 Direct F7
transaction ALB Common Stock Tax liability -$382K -1.5K -1.95% $254.31 75.6K Feb 28, 2023 Direct F6
transaction ALB Common Stock Sale -$107K -417 -0.55% $255.49 75.2K Mar 1, 2023 Direct F8
holding ALB Common Stock 1.61K Feb 28, 2023 Albemarle Savings Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALB Restricted Stock Unit Options Exercise $0 -12.2K -100% $0.00* 0 Feb 28, 2023 Common Stock 12.2K Direct F2, F9, F10
transaction ALB Restricted Stock Unit Options Exercise $0 -1.68K -50% $0.00 1.68K Feb 28, 2023 Common Stock 1.68K Direct F4, F9, F10
transaction ALB Performance Stock Units Award $0 +3.36K $0.00 3.36K Feb 28, 2023 Common Stock 3.36K Direct F5, F10, F11
transaction ALB Performance Stock Units Award $0 +3.36K $0.00 3.36K Feb 28, 2023 Common Stock 3.36K Direct F7, F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total number of shares of Common Stock held in the name of the Reporting Person under the Albemarle Corporation Retirement Savings Plan (the "Albemarle Savings Plan") as of the date of this Form 4
F2 Restricted Stock Units granted 02/28/2020 and vested 02/28/2023.
F3 Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units.
F4 Restricted Stock Units granted 02/28/2020. 50% vested on 02/28/2023 and 50% vests 02/28/2024.
F5 rTSR Performance Stock Units granted 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.
F6 Shares withheld to meet tax liabilities associated with vesting of Performance Stock Units.
F7 ROIC Performance Stock Units granted 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.
F8 The share sale reported in this Form 4 was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
F9 Each Restricted Stock Unit converts to 1 share of Common Stock.
F10 No expiration date.
F11 Each Performance Stock Unit converts to 1 share of Common Stock.