Eric Norris - Feb 28, 2023 Form 4 Insider Report for ALBEMARLE CORP (ALB)

Role
President, Lithium
Signature
/s/ Stefanie M. Holland, Attorney-in-Fact
Stock symbol
ALB
Transactions as of
Feb 28, 2023
Transactions value $
-$1,302,322
Form type
4
Date filed
3/2/2023, 06:50 PM
Previous filing
Feb 28, 2023
Next filing
May 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALB Common Stock Options Exercise $0 +3.06K +16.08% $0.00 22.1K Feb 28, 2023 Direct F1
transaction ALB Common Stock Tax liability -$347K -1.37K -6.19% $254.31 20.7K Feb 28, 2023 Direct F2
transaction ALB Common Stock Options Exercise $0 +1.68K +8.12% $0.00 22.4K Feb 28, 2023 Direct F3
transaction ALB Common Stock Tax liability -$191K -751 -3.36% $254.31 21.6K Feb 28, 2023 Direct F2
transaction ALB Common Stock Award $0 +3.36K +15.54% $0.00 25K Feb 28, 2023 Direct F4
transaction ALB Common Stock Tax liability -$382K -1.5K -6.01% $254.31 23.5K Feb 28, 2023 Direct F5
transaction ALB Common Stock Award $0 +3.36K +14.31% $0.00 26.8K Feb 28, 2023 Direct F6
transaction ALB Common Stock Tax liability -$382K -1.5K -5.6% $254.31 25.3K Feb 28, 2023 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALB Restricted Stock Units Options Exercise $0 -3.06K -100% $0.00* 0 Feb 28, 2023 Common Stock 3.06K Direct F1, F7, F8
transaction ALB Restricted Stock Units Options Exercise $0 -1.68K -50% $0.00 1.68K Feb 28, 2023 Common Stock 1.68K Direct F3, F7, F8
transaction ALB Performance Stock Units Award $0 +3.36K $0.00 3.36K Feb 28, 2023 Common Stock 3.36K Direct F4, F8, F9
transaction ALB Performance Stock Units Award $0 +3.36K $0.00 3.36K Feb 28, 2023 Common Stock 3.36K Direct F6, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted 02/28/2020 and vested 02/28/2023.
F2 Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units.
F3 Restricted Stock Units granted 02/28/2020. 50% vested on 02/28/2023 and 50% vests 02/28/2024.
F4 rTSR Performance Stock Units granted on 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.
F5 Shares withheld to meet tax liabilities associated with vesting of Performance Stock Units.
F6 ROIC Performance Stock Units granted on 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.
F7 Each Restricted Stock Unit converts to 1 share of Common Stock.
F8 No expiration date.
F9 Each Performance Stock Unit converts to 1 share of Common Stock.