Humberto P. Alfonso - Oct 6, 2023 Form 4 Insider Report for EASTMAN CHEMICAL CO (EMN)

Role
Director
Signature
/s/ Mark D. Austin, by Power of Attorney for Humberto P. Alfonso
Stock symbol
EMN
Transactions as of
Oct 6, 2023
Transactions value $
$73,107
Form type
4
Date filed
10/11/2023, 04:03 PM
Previous filing
Jul 5, 2023
Next filing
Apr 9, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMN Phantom Stock Units Award $73.1K +989 +2.45% $73.92 41.3K Oct 6, 2023 Common Stock 989 $0.00 Direct F1, F2, F3
transaction EMN Phantom Stock Units Award $0 +408 +0.99% $0.00 41.8K Oct 6, 2023 Common Stock 408 $0.00 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.
F2 Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Director's Deferred Compensation Plan.
F3 Includes 747 units credited since May 4, 2023 as hypothetical reinvestment of dividend equivalents.
F4 Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.