Humberto P. Alfonso - Apr 10, 2023 Form 4 Insider Report for EASTMAN CHEMICAL CO (EMN)

Role
Director
Signature
/s/ Mark D. Austin, by Power of Attorney for Humberto P. Alfonso
Stock symbol
EMN
Transactions as of
Apr 10, 2023
Transactions value $
$68,248
Form type
4
Date filed
4/12/2023, 04:06 PM
Previous filing
Mar 16, 2023
Next filing
May 8, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMN Phantom Stock Units Award $68.2K +833 +2.25% $81.93 37.8K Apr 10, 2023 Common Stock 833 $0.00 Direct F1, F2, F3
transaction EMN Phantom Stock Units Award $0 +369 +0.98% $0.00 38.2K Apr 10, 2023 Common Stock 369 $0.00 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.
F2 Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.
F3 Includes 537 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.
F4 Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.