Lance G. Laing - 27 Oct 2021 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Science Officer, Director
Signature
/s/ Eric O. Madson as attorney-in-fact for Lance G. Laing pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
27 Oct 2021
Net transactions value
$0
Form type
4
Filing time
29 Oct 2021, 16:46:06 UTC
Previous filing
13 Aug 2021
Next filing
19 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 1,250,000 27 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +1,877 $0.000000 1,877 27 Oct 2021 Common Stock 1,877 $17.19 Direct F10
holding CELC Stock Option (right to buy) 16,125 27 Oct 2021 Common Stock 16,125 $8.40 Direct F1
holding CELC Stock Option (right to buy) 4,110 27 Oct 2021 Common Stock 4,110 $9.50 Direct F1
holding CELC Stock Option (right to buy) 1,834 27 Oct 2021 Common Stock 1,834 $25.77 Direct F2
holding CELC Stock Option (right to buy) 50,000 27 Oct 2021 Common Stock 50,000 $19.72 Direct F3
holding CELC Stock Option (right to buy) 20,000 27 Oct 2021 Common Stock 20,000 $5.90 Direct F4
holding CELC Stock Option (right to buy) 2,771 27 Oct 2021 Common Stock 2,771 $10.35 Direct F5
holding CELC Stock Option (right to buy) 3,215 27 Oct 2021 Common Stock 3,215 $14.84 Direct F6
holding CELC Stock Option (right to buy) 2,973 27 Oct 2021 Common Stock 2,973 $15.92 Direct F7
holding CELC Stock Option (right to buy) 6,754 27 Oct 2021 Common Stock 6,754 $27.94 Direct F8
holding CELC Stock Option (right to buy) 20,000 27 Oct 2021 Common Stock 20,000 $20.04 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 458 shares vest on 10/17/19; the remaining 1,376 shares vest 1/36th per month thereafter.
F3 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter.
F4 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
F5 692 shares vest on 12/29/21; the remaining 2,079 shares vest 1/36th per month thereafter.
F6 803 shares vest on 2/2/22; the remaining 2,412 shares vest 1/36th per month thereafter.
F7 743 shares vest on 3/18/22; the remaining 2,230 shares vest 1/36th per month thereafter.
F8 1,689 shares vest on 4/12/22; the remaining 5,065 shares vest 1/36th per month thereafter.
F9 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
F10 469 shares vest on 10/27/22; the remaining 1,408 shares vest 1/36th per month thereafter.