Marc Mcconnell - Aug 31, 2021 Form 4 Insider Report for ARTS WAY MANUFACTURING CO INC (ARTW)

Role
Director
Signature
/s/ Sarah Tucher as attorney-in-fact for Marc H. McConnell pursuant to power of attorney previously filed.
Stock symbol
ARTW
Transactions as of
Aug 31, 2021
Transactions value $
$0
Form type
4
Date filed
9/2/2021, 04:57 PM
Previous filing
Jun 2, 2021
Next filing
Apr 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARTW Common Stock Award $0 +1K +0.93% $0.00 109K Aug 31, 2021 Direct F1, F2
holding ARTW Common Stock 5K Aug 31, 2021 By IRA #1
holding ARTW Common Stock 580 Aug 31, 2021 By IRA #2
holding ARTW Common Stock 5K Aug 31, 2021 By child #1
holding ARTW Common Stock 5K Aug 31, 2021 By child #2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ARTW Stock Option (Right to Buy) 2K Aug 31, 2021 Common Stock 2K $6.75 Direct
holding ARTW Stock Option (Right to Buy) 2K Aug 31, 2021 Common Stock 2K $6.40 Direct
holding ARTW Stock Option (Right to Buy) 2K Aug 31, 2021 Common Stock 2K $6.15 Direct
holding ARTW Stock Option (Right to Buy) 2K Aug 31, 2021 Common Stock 2K $4.70 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents fully-vested restricted stock granted pursuant to the director compensation plan.
F2 Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and (iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.