Tom Gwydir - Aug 18, 2021 Form 4 Insider Report for NEPHROS INC (NEPH)

Role
Director
Signature
/s/ Christopher Melsha as attorney-in-fact for Tom Gwydir pursuant to power of attorney previously filed.
Stock symbol
NEPH
Transactions as of
Aug 18, 2021
Transactions value $
$38,200
Form type
4
Date filed
8/19/2021, 09:04 PM
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEPH Common Stock Purchase $38.2K +5K +82.9% $7.64* 11K Aug 18, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEPH Stock Option (right to buy) 9.63K Aug 18, 2021 Common Stock 9.63K $5.31 Direct F1
holding NEPH Stock Option (right to buy) 5.57K Aug 18, 2021 Common Stock 5.57K $8.57 Direct F2
holding NEPH Stock Option (right to buy) 6.85K Aug 18, 2021 Common Stock 6.85K $8.06 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully exercisable.
F2 This option vests as to 1,856 shares on each of 12/16/19, 12/16/20 and 12/16/21.
F3 This option vests as to 2,284 shares on 1/6/21 and as to 2,283 shares on each of 1/6/22 and 1/6/23.