J. J. Finkelstein - Jun 30, 2021 Form 4 Insider Report for REGENERX BIOPHARMACEUTICALS INC (RGRX)

Role
President and CEO, Director
Signature
/s/ Andrew Nick as Attorney-in-Fact for J.J. Finkelstein pursuant to Power of Attorney previously filed.
Stock symbol
RGRX
Transactions as of
Jun 30, 2021
Transactions value $
$15,000
Form type
4
Date filed
7/6/2021, 04:35 PM
Next filing
Aug 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGRX Common Stock Purchase $15K +75K +4.58% $0.20* 1.71M Jun 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RGRX Series A Common Stock Warrant (right to buy) Purchase $0 +56.3K $0.00 56.3K Jun 30, 2021 Common Stock 56.3K $0.24 Direct
transaction RGRX Series B Common Stock Warrant (right to buy) Purchase $0 +56.3K $0.00 56.3K Jun 30, 2021 Common Stock 56.3K $0.28 Direct
holding RGRX Stock Option (right to buy) 500K Jun 30, 2021 Common Stock 500K $0.36 Direct F1
holding RGRX Stock Option (right to buy) 200K Jun 30, 2021 Common Stock 200K $0.64 Direct F1
holding RGRX Stock Option (right to buy) 150K Jun 30, 2021 Common Stock 150K $0.28 Direct F1
holding RGRX Stock Option (right to buy) 250K Jun 30, 2021 Common Stock 250K $0.21 Direct F2
holding RGRX Stock Option (right to buy) 650K Jun 30, 2021 Common Stock 650K $0.21 Direct F3
holding RGRX Stock Option (right to buy) 500K Jun 30, 2021 Common Stock 500K $0.30 Direct F4
holding RGRX Convertible Promissory Note (right to buy) $12.5K Jun 30, 2021 Common Stock 104K $0.12 Direct
holding RGRX Convertible Promissory Note (right to buy) $12.5K Jun 30, 2021 Common Stock 104K $0.12 Direct
holding RGRX Convertible Promissory Note (right to buy) $10K Jun 30, 2021 Common Stock 27.8K $0.36 Direct
holding RGRX Common Stock Warrant (right to buy) 78.1K Jun 30, 2021 Common Stock 78.1K $0.18 Direct
holding RGRX Common Stock Warrant (right to buy) 78.1K Jun 30, 2021 Common Stock 78.1K $0.18 Direct
holding RGRX Common Stock Warrant (right to buy) 20.9K Jun 30, 2021 Common Stock 20.9K $0.45 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100% vested.
F2 62,500 shares vest on each of 7/17/18, 7/17/19, 7/17/20 and 7/17/21.
F3 162,500 shares vest on each of 5/15/19, 5/15/20, 5/15/21 and 5/15/22.
F4 125,000 shares vest on each of 6/10/20, 6/10/21, 6/10/22 and 6/10/23.