Richard Nigon - May 12, 2021 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Richard J. Nigon pursuant to Power of Attorney previously filed.
Stock symbol
CELC
Transactions as of
May 12, 2021
Transactions value $
$0
Form type
4
Date filed
5/14/2021, 05:03 PM
Next filing
May 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 90.3K May 12, 2021 Direct
holding CELC Common Stock 20.3K May 12, 2021 By Grandchildren's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +4.62K $0.00 4.62K May 12, 2021 Common Stock 4.62K $26.99 Direct F2
holding CELC Stock Option (right to buy) 8.2K May 12, 2021 Common Stock 8.2K $16.23 Direct F1
holding CELC Stock Option (right to buy) 3.2K May 12, 2021 Common Stock 3.2K $19.45 Direct F1
holding CELC Stock Option (right to buy) 5.05K May 12, 2021 Common Stock 5.05K $22.45 Direct F1
holding CELC Stock Option (right to buy) 25.3K May 12, 2021 Common Stock 25.3K $5.10 Direct F1
holding CELC Warrants (right to buy) 5.06K May 12, 2021 Common Stock 5.06K $9.50 Direct F1
holding CELC Warrants (right to buy) 4.67K May 12, 2021 Common Stock 4.67K $7.56 Direct F1
holding CELC Warrants (right to buy) 3.25K May 12, 2021 Common Stock 3.25K $7.56 Direct F1
holding CELC Warrants (right to buy) 8.46K May 12, 2021 Common Stock 8.46K $8.42 Direct F1
holding CELC Warrants (right to buy) 1.43K May 12, 2021 Common Stock 1.43K $8.42 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 This Option will vest and become exercisable on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.