David Dalvey - 12 May 2021 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for David F. Dalvey pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
12 May 2021
Net transactions value
$0
Form type
4
Filing time
14 May 2021, 17:02:40 UTC
Next filing
19 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELC Common Stock Award $0 +1,482 +19% $0.000000 9,325 12 May 2021 Direct F1
holding CELC Common Stock 250,000 12 May 2021 By Brightstone Venture Capital Fund, LP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +2,310 $0.000000 2,310 12 May 2021 Common Stock 2,310 $26.99 Direct F4
holding CELC Stock Option (right to buy) 8,200 12 May 2021 Common Stock 8,200 $16.23 Direct F3
holding CELC Stock Option (right to buy) 3,201 12 May 2021 Common Stock 3,201 $19.45 Direct F3
holding CELC Stock Option (right to buy) 5,054 12 May 2021 Common Stock 5,054 $22.45 Direct F3
holding CELC Stock Option (right to buy) 12,654 12 May 2021 Common Stock 12,654 $5.10 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.
F2 The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.
F3 100% vested.
F4 This Option will vest and become exercisable on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.