| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNEX | Common Stock | Options Exercise | $207,270 | +6,909 | +8.5% | $30.00 | 87,725 | 09 May 2024 | Direct | |
| transaction | SNEX | Common Stock | Sale | $552,720 | -6,909 | -7.9% | $80.00 | 80,816 | 09 May 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNEX | Stock Options | Options Exercise | $0 | -6,909 | -4.6% | $0.000000 | 143,091 | 09 May 2024 | Common Stock | 6,909 | $30.00 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).