Sean Michael Oconnor - 21 Dec 2023 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
CEO/President, Director
Signature
Sean M. O'Connor
Issuer symbol
SNEX
Transactions as of
21 Dec 2023
Net transactions value
+$10,702,500
Form type
4
Filing time
26 Dec 2023, 16:30:02 UTC
Previous filing
19 Dec 2023
Next filing
08 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SNEX Common Stock 544,494 21 Dec 2023 Direct
holding SNEX Common Stock 91,935 21 Dec 2023 By Trust
holding SNEX Common Stock 1,170,651 21 Dec 2023 Darseaker Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Award $10,702,500 +150,000 +25% $71.35 750,000 21 Dec 2023 Common Stock 150,000 $71.35 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option grant was approved by the Company's Board of Directors on December 21, 2023.
F2 The strike price of the grant was set by the Company's Board of Directors as the closing price on the day following the grant, December 22, 2023.
F3 The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of December 5, 2023.