Sean M. Oconnor - Dec 5, 2023 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
CEO/President, Director
Signature
Sean M. O'Connor
Stock symbol
SNEX
Transactions as of
Dec 5, 2023
Transactions value $
$28,912,500
Form type
4
Date filed
12/7/2023, 04:25 PM
Previous filing
Dec 19, 2022
Next filing
Dec 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SNEX Common Stock 524K Dec 5, 2023 Direct
holding SNEX Common Stock 91.9K Dec 5, 2023 By Trust
holding SNEX Common Stock 1.17M Dec 5, 2023 Darseaker Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Award $28.9M +450K +150% $64.25 750K Dec 5, 2023 Common Stock 450K $64.25 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option grant was approved by the Company's Board of Directors on December 5, 2023.
F2 The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023.
F3 The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.