William J. Dunaway - 08 Dec 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
Chief Financial Officer
Signature
William J. Dunaway
Issuer symbol
SNEX
Transactions as of
08 Dec 2021
Net transactions value
-$978,854
Form type
4
Filing time
10 Dec 2021, 15:39:52 UTC
Previous filing
25 Oct 2021
Next filing
13 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $345,536 +13,336 +23% $25.91 71,657 08 Dec 2021 Direct F1
transaction SNEX Common Stock Sale $848,078 -13,336 -19% $63.59 58,321 08 Dec 2021 Direct F1, F2
transaction SNEX Common Stock Options Exercise $345,432 +13,332 +23% $25.91 71,653 09 Dec 2021 Direct F1
transaction SNEX Common Stock Sale $821,744 -13,332 -19% $61.64 58,321 09 Dec 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -13,336 -9.5% $0.000000 126,664 08 Dec 2021 Common Stock 13,336 $25.91 Direct F1
transaction SNEX Stock Options Options Exercise $0 -13,332 -11% $0.000000 113,332 09 Dec 2021 Common Stock 13,332 $25.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
F2 The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.