William J. Dunaway - Oct 18, 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
Chief Financial Officer
Signature
William J. Dunaway
Stock symbol
SNEX
Transactions as of
Oct 18, 2021
Transactions value $
-$256,698
Form type
4
Date filed
10/20/2021, 04:32 PM
Previous filing
Oct 12, 2021
Next filing
Oct 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $151K +5.82K +9.98% $25.91 64.1K Oct 18, 2021 Direct F1
transaction SNEX Common Stock Sale -$408K -5.82K -9.08% $70.00 58.3K Oct 18, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -5.82K -3.9% $0.00 144K Oct 18, 2021 Common Stock 5.82K $25.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
F2 The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.