Sean M. Oconnor - Oct 1, 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
CEO/President, Director
Signature
Sean M. O'Connor
Stock symbol
SNEX
Transactions as of
Oct 1, 2021
Transactions value $
-$450,546
Form type
4
Date filed
10/5/2021, 05:49 PM
Previous filing
Dec 15, 2021
Next filing
Oct 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $134K +5.17K +1.53% $25.91 344K Oct 1, 2021 Direct F1
transaction SNEX Common Stock Sale -$248K -3.73K -1.08% $66.42 340K Oct 1, 2021 Direct F1, F2
transaction SNEX Common Stock Options Exercise $401K +15.5K +4.55% $25.91 356K Oct 4, 2021 Direct F1
transaction SNEX Common Stock Sale -$738K -11.2K -3.14% $66.00 345K Oct 4, 2021 Direct F1
holding SNEX Common Stock 61.3K Oct 1, 2021 By Trust
holding SNEX Common Stock 780K Oct 1, 2021 Darseaker Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -5.17K -1.87% $0.00 271K Oct 1, 2021 Common 5.17K $25.91 Direct F1
transaction SNEX Stock Options Options Exercise $0 -15.5K -5.71% $0.00 256K Oct 4, 2021 Common 15.5K $25.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
F2 The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.