Sean Michael Oconnor - 09 Sep 2021 Form 4/A - Amendment Insider Report for StoneX Group Inc. (SNEX)

Role
CEO/President, Director
Signature
Sean M. O'Connor
Issuer symbol
SNEX
Transactions as of
09 Sep 2021
Net transactions value
-$364,479
Form type
4/A - Amendment
Filing time
16 Sep 2021, 16:34:31 UTC
Date Of Original Report
09 Sep 2021
Previous filing
20 May 2021
Next filing
15 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $357,739 +13,807 +4.1% $25.91 348,520 09 Sep 2021 Direct F1
transaction SNEX Common Stock Sale $680,000 -10,000 -2.9% $68.00 338,520 09 Sep 2021 Direct F2
transaction SNEX Common Stock Options Exercise $47,882 +1,848 +0.55% $25.91 340,368 10 Sep 2021 Direct F1
transaction SNEX Common Stock Sale $90,100 -1,325 -0.39% $68.00 339,043 10 Sep 2021 Direct F2
holding SNEX Common Stock 61,290 09 Sep 2021 By Trust
holding SNEX Common Stock 780,434 09 Sep 2021 Darseaker Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -13,807 -4.7% $0.000000 278,114 09 Sep 2021 Common 13,807 $25.91 Direct F1
transaction SNEX Stock Options Options Exercise $0 -1,848 -0.66% $0.000000 276,266 10 Sep 2021 Common 1,848 $25.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Amendment filed to correct the number of options exercised.
F2 Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised.