Sean M. Oconnor - Sep 9, 2021 Form 4/A - Amendment Insider Report for StoneX Group Inc. (SNEX)

Role
CEO/President, Director
Signature
Sean M. O'Connor
Stock symbol
SNEX
Transactions as of
Sep 9, 2021
Transactions value $
-$364,479
Form type
4/A - Amendment
Date filed
9/16/2021, 04:34 PM
Date Of Original Report
Sep 9, 2021
Previous filing
May 20, 2021
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $358K +13.8K +4.13% $25.91 349K Sep 9, 2021 Direct F1
transaction SNEX Common Stock Sale -$680K -10K -2.87% $68.00 339K Sep 9, 2021 Direct F2
transaction SNEX Common Stock Options Exercise $47.9K +1.85K +0.55% $25.91 340K Sep 10, 2021 Direct F1
transaction SNEX Common Stock Sale -$90.1K -1.33K -0.39% $68.00 339K Sep 10, 2021 Direct F2
holding SNEX Common Stock 61.3K Sep 9, 2021 By Trust
holding SNEX Common Stock 780K Sep 9, 2021 Darseaker Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -13.8K -4.73% $0.00 278K Sep 9, 2021 Common 13.8K $25.91 Direct F1
transaction SNEX Stock Options Options Exercise $0 -1.85K -0.66% $0.00 276K Sep 10, 2021 Common 1.85K $25.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Amendment filed to correct the number of options exercised.
F2 Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised.