Sean Michael Oconnor - 09 Sep 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
CEO/President, Director
Signature
Sean M. O'Connor
Issuer symbol
SNEX
Transactions as of
09 Sep 2021
Net transactions value
-$603,651
Form type
4
Filing time
13 Sep 2021, 16:17:25 UTC
Previous filing
20 May 2021
Next filing
15 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $338,877 +13,079 +4% $25.91 344,098 09 Sep 2021 Direct
transaction SNEX Common Stock Sale $635,207 -9,385 -2.7% $67.68 334,713 09 Sep 2021 Direct F1
transaction SNEX Common Stock Options Exercise $415,234 +16,026 +4.8% $25.91 350,739 09 Sep 2021 Direct
transaction SNEX Common Stock Sale $680,000 -10,000 -2.9% $68.00 340,739 09 Sep 2021 Direct
transaction SNEX Common Stock Options Exercise $47,545 +1,835 +0.54% $25.91 342,574 10 Sep 2021 Direct
transaction SNEX Common Stock Sale $90,100 -1,325 -0.39% $68.00 341,249 10 Sep 2021 Direct
holding SNEX Common Stock 61,290 09 Sep 2021 By Trust
holding SNEX Common Stock 780,434 09 Sep 2021 Darseaker Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -13,079 -4.3% $0.000000 291,921 09 Sep 2021 Common 13,079 $25.91 Direct
transaction SNEX Stock Options Options Exercise $0 -16,026 -5.5% $0.000000 275,895 09 Sep 2021 Common 16,026 $25.91 Direct
transaction SNEX Stock Options Options Exercise $0 -1,835 -0.67% $0.000000 274,060 10 Sep 2021 Common 1,835 $25.91 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.