Sean M. Oconnor - Sep 9, 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Signature
Sean M. O'Connor
Stock symbol
SNEX
Transactions as of
Sep 9, 2021
Transactions value $
-$603,651
Form type
4
Date filed
9/13/2021, 04:17 PM
Previous filing
May 20, 2021
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $339K +13.1K +3.95% $25.91 344K Sep 9, 2021 Direct
transaction SNEX Common Stock Sale -$635K -9.39K -2.73% $67.68 335K Sep 9, 2021 Direct F1
transaction SNEX Common Stock Options Exercise $415K +16K +4.79% $25.91 351K Sep 9, 2021 Direct
transaction SNEX Common Stock Sale -$680K -10K -2.85% $68.00 341K Sep 9, 2021 Direct
transaction SNEX Common Stock Options Exercise $47.5K +1.84K +0.54% $25.91 343K Sep 10, 2021 Direct
transaction SNEX Common Stock Sale -$90.1K -1.33K -0.39% $68.00 341K Sep 10, 2021 Direct
holding SNEX Common Stock 61.3K Sep 9, 2021 By Trust
holding SNEX Common Stock 780K Sep 9, 2021 Darseaker Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -13.1K -4.29% $0.00 292K Sep 9, 2021 Common 13.1K $25.91 Direct
transaction SNEX Stock Options Options Exercise $0 -16K -5.49% $0.00 276K Sep 9, 2021 Common 16K $25.91 Direct
transaction SNEX Stock Options Options Exercise $0 -1.84K -0.67% $0.00 274K Sep 10, 2021 Common 1.84K $25.91 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.