William J. Dunaway - Jun 15, 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
Chief Financial Officer
Signature
William J. Dunaway
Stock symbol
SNEX
Transactions as of
Jun 15, 2021
Transactions value $
-$792,039
Form type
4
Date filed
6/17/2021, 05:25 PM
Next filing
Sep 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $155K +6K +10.29% $25.91 64.3K Jun 15, 2021 Direct
transaction SNEX Common Stock Sale -$398K -6K -9.33% $66.34 58.3K Jun 15, 2021 Direct F1
transaction SNEX Common Stock Options Exercise $363K +14K +24.01% $25.91 72.3K Jun 16, 2021 Direct
transaction SNEX Common Stock Sale -$912K -14K -19.36% $65.16 58.3K Jun 16, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -6K -3.33% $0.00 174K Jun 15, 2021 Common Stock 6K $25.91 Direct
transaction SNEX Stock Options Options Exercise $0 -14K -8.05% $0.00 160K Jun 16, 2021 Common Stock 14K $25.91 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.