GUY HUSSUSSIAN - 03 May 2023 Form 4 Insider Report for Columbia Care Inc. (CBSTF)

Role
Chief Data Officer
Signature
/s/ David Sirolly as attorney-in-fact for Guy Hussussian
Issuer symbol
CBSTF
Transactions as of
03 May 2023
Net transactions value
-$11,155
Form type
4
Filing time
05 May 2023, 20:22:07 UTC
Previous filing
13 Apr 2023
Next filing
07 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCHWF Common Shares Options Exercise +9,086 +4.3% 222,474 03 May 2023 Direct F1
transaction CCHWF Common Shares Options Exercise +31,952 +14% 254,426 03 May 2023 Direct F1
transaction CCHWF Common Shares Options Exercise +18,895 +7.4% 273,321 03 May 2023 Direct F1
transaction CCHWF Common Shares Tax liability $11,155 -22,765 -8.3% $0.4900 250,556 03 May 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCHWF Restricted Stock Units Options Exercise -31,952 -50% 31,953 03 May 2023 Common Shares 31,952 $0.000000 Direct F1, F3
transaction CCHWF Restricted Stock Units Options Exercise -9,086 -33% 18,171 03 May 2023 Common Shares 9,086 $0.000000 Direct F1, F4
transaction CCHWF Restricted Stock Units Options Exercise -18,895 -25% 56,687 03 May 2023 Common Shares 18,895 $0.000000 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 Converted from Canadian price of $0.67 using an exchange rate of C$1.3612 = US$1.00.
F3 127,809 RSUs were granted on March 31, 2020, and vest as follows: 1/4 annually beginning March 31, 2021, with settlement of vested RSUs to occur as soon as practicable following the vesting date.
F4 36,342 RSUs were granted on March 23, 2021, and vest as follows: 1/4 annually beginning March 23, 2022, with settlement of vested RSUs to occur as soon as practicable following the vesting date.
F5 75,582 RSUs were granted on March 31, 2022, and vest as follows: 1/4 annually beginning March 31, 2023, with settlement of vested RSUs to occur as soon as practicable following the vesting date.