Bradford John Helgeson - 07 Nov 2024 Form 4 Insider Report for CASELLA WASTE SYSTEMS INC (CWST)

Signature
/s/ Bradford Helgeson
Issuer symbol
CWST
Transactions as of
07 Nov 2024
Net transactions value
-$21,016
Form type
4
Filing time
08 Nov 2024, 16:21:06 UTC
Previous filing
14 Mar 2024
Next filing
14 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWST Class A Common Stock Sale $21,016 -197 -5.3% $106.68 3,548 07 Nov 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on November 16, 2023 and does not represent a discretionary sale by the reporting person.