| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CWST | Class A Common Stock | Award | $0 | +1.76K | +1.3% | $0.00 | 137K | Mar 12, 2024 | Direct | F1 |
| transaction | CWST | Class A Common Stock | Sale | -$63.4K | -674 | -0.49% | $94.06 | 136K | Mar 13, 2024 | Direct | F2, F3 |
| transaction | CWST | Class A Common Stock | Sale | -$36.8K | -391 | -0.29% | $94.17 | 135K | Mar 14, 2024 | Direct | F4, F5 |
| holding | CWST | Class B Common Stock | 169K | Mar 12, 2024 | Direct | ||||||
| holding | CWST | Class B Common Stock | 131K | Mar 12, 2024 | By SLAT | F6 | |||||
| holding | CWST | Class B Common Stock | 57.1K | Mar 12, 2024 | By Spouse | F7 | |||||
| holding | CWST | Class B Common Stock | 137K | Mar 12, 2024 | By SLAT 2 | F8 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal annual installments beginning on March 12, 2025. |
| F2 | Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 25, 2022 and August 30, 2023 and does not represent a discretionary sale by the reporting person. |
| F3 | Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.06 to $94.11. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| F4 | Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 23, 2021 and does not represent a discretionary sale by the reporting person. |
| F5 | Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.05 to $94.33. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| F6 | Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella's spouse ("SLAT"). Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities. |
| F7 | Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities. |
| F8 | Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2. |