| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CWST | Class A Common Stock | Award | $0 | +2.66K | +1.58% | $0.00 | 171K | Mar 12, 2024 | Direct | F1 |
| transaction | CWST | Class A Common Stock | Sale | -$69.1K | -733 | -0.43% | $94.31 | 170K | Mar 13, 2024 | Direct | F2, F3 |
| transaction | CWST | Class A Common Stock | Sale | -$42.5K | -452 | -0.27% | $94.02 | 170K | Mar 14, 2024 | Direct | F4, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal annual installments beginning on March 12, 2025. |
| F2 | Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 12, 2022 and August 2, 2023 and does not represent a discretionary sale by the reporting person. |
| F3 | Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.27 to $94.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| F4 | Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 5, 2021 and does not represent a discretionary sale by the reporting person. |
| F5 | Represents the weighted average sales price for shares sold in multiple transactions, ranging from $93.97 to $94.03. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |