John W. Casella - 02 Aug 2023 Form 4 Insider Report for CASELLA WASTE SYSTEMS INC (CWST)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ John W. Casella
Issuer symbol
CWST
Transactions as of
02 Aug 2023
Net transactions value
-$2,963,351
Form type
4
Filing time
04 Aug 2023, 16:06:25 UTC
Previous filing
16 Mar 2023
Next filing
29 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWST Class A Common Stock Sale $2,908,942 -35,732 -76% $81.41 11,299 02 Aug 2023 Direct F1
transaction CWST Class A Common Stock Options Exercise $4,011 +724 +6.4% $5.54* 12,023 03 Aug 2023 Direct
transaction CWST Class A Common Stock Sale $58,420 -724 -6% $80.69 11,299 03 Aug 2023 Direct
holding CWST Class A Common Stock 694 02 Aug 2023 By Spouse F2
holding CWST Class B Common Stock 166,000 02 Aug 2023 Direct
holding CWST Class B Common Stock 134,000 02 Aug 2023 By SLAT F3
holding CWST Class B Common Stock 137,000 02 Aug 2023 by SLAT 2 F4
holding CWST Class B Common Stock 57,100 02 Aug 2023 By Spouse F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWST Employee Stock Option (right to buy) Options Exercise $0 -724 -100% $0.000000* 0 03 Aug 2023 Class A Common Stock 724 $5.54 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average sales price for shares sold in multiple transactions, ranging from $81.35 to $81.54. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F2 Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
F3 Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella's spouse ("SLAT"). Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
F4 Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2.
F5 The option vested in three equal installments on December 13, 2014, 2015, 2016.