Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CWST | Class A Common Stock | Award | $0 | +66.3K | +571.62% | $0.00 | 77.9K | Feb 22, 2023 | Direct | F1 |
transaction | CWST | Class A Common Stock | Sale | -$1.77M | -23.4K | -30.08% | $75.39 | 54.5K | Feb 23, 2023 | Direct | F2, F3 |
transaction | CWST | Class A Common Stock | Sale | -$802K | -10.5K | -19.33% | $76.22 | 43.9K | Feb 23, 2023 | Direct | F2, F4 |
holding | CWST | Class A Common Stock | 694 | Feb 22, 2023 | By Spouse | F5 | |||||
holding | CWST | Class B Common Stock | 166K | Feb 22, 2023 | Direct | ||||||
holding | CWST | Class B Common Stock | 134K | Feb 22, 2023 | By SLAT | F6 | |||||
holding | CWST | Class B Common Stock | 137K | Feb 22, 2023 | by SLAT 2 | F7 | |||||
holding | CWST | Class B Common Stock | 57.1K | Feb 22, 2023 | By Spouse | F5 |
Id | Content |
---|---|
F1 | Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on March 12, 2020, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2022 through December 31, 2022, and a multiplier based on relative total shareholder return for the period running from January 1, 2020 to December 31, 2022. |
F2 | Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of PSUs granted to the reporting person on March 12, 2020. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a performance-based stock unit agreement constituting a "sell-to-cover transaction" intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934 and the sale does not represent a discretionary trade by the reporting person. |
F3 | Represents the weighted average sales price for shares sold in multiple transactions, ranging from $74.89 to $75.88. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
F4 | Represents the weighted average sales price for shares sold in multiple transactions, ranging from $75.89 to $76.86. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
F5 | Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities. |
F6 | Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella's spouse ("SLAT"). Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities. |
F7 | Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2. |