Paul Ligon - 17 Jan 2023 Form 4 Insider Report for CASELLA WASTE SYSTEMS INC (CWST)

Signature
/s/ Paul Ligon
Issuer symbol
CWST
Transactions as of
17 Jan 2023
Net transactions value
-$106,429
Form type
4
Filing time
18 Jan 2023, 15:50:12 UTC
Previous filing
11 Aug 2022
Next filing
24 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWST Class A Common Stock Gift $0 -100 -0.42% $0.000000 23,440 30 Nov 2022 Direct F1
transaction CWST Class A Common Stock Sale $106,429 -1,352 -5.8% $78.72 22,088 17 Jan 2023 Direct F2, F3
holding CWST Class A Common Stock 27 17 Jan 2023 By daughter
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift of shares to Goodwill Industries of Northern New England.
F2 Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on July 28, 2020. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person.
F3 Represents the weighted average sales price for shares sold in multiple transactions, ranging from $78.58 to $78.78. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.