Lee Matthew Smith - Dec 1, 2024 Form 4 Insider Report for FLAGSTAR FINANCIAL, INC. (NYSE:FLG)

Signature
/s/ Jan M. Klym, By Power of Attorney
Stock symbol
NYSE:FLG
Transactions as of
Dec 1, 2024
Transactions value $
$0
Form type
4
Date filed
12/2/2024, 05:21 PM
Previous filing
Jun 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYSE:FLG Common Stock Tax liability $0 -10.7K -2.11% $0.00 495K Dec 1, 2024 Direct F1, F2, F3
holding NYSE:FLG Common Stock 73.5K Dec 1, 2024 By Stock Award F3, F4
holding NYSE:FLG Common Stock 9.78K Dec 1, 2024 By Stock Award (032423) F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.
F3 On July 11, 2024, the common stock of the Issuer split 1 for 3, resulting in the reporting person's ownership reduction.
F4 The remaining 73,450 shares under Stock Award that was first granted on December 1, 2022 pursuant to the Flagstar Bancorp, Inc. 2016 Stock Award and Incentive Plan, which was assumed by Issuer, pursuant to the terms of a Merger Agreement, will vest in three approximately equal annual installments commencing on December 1, 2025.
F5 These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024.