Lee Matthew Smith - Mar 22, 2024 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP, INC. (NYSE:NYCB)

Signature
Jan M. Klym, By Power of Attorney
Stock symbol
NYSE:NYCB
Transactions as of
Mar 22, 2024
Transactions value $
$0
Form type
4
Date filed
3/26/2024, 10:47 AM
Previous filing
Mar 18, 2024
Next filing
Jun 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYSE:NYCB Common Stock Tax liability $0 -2.24K -0.15% $0.00 1.45M Mar 22, 2024 Direct F1, F2
transaction NYSE:NYCB Common Stock Tax liability $0 -6.39K -0.44% $0.00 1.44M Mar 24, 2024 Direct F1, F2, F3
holding NYSE:NYCB Common Stock 294K Mar 22, 2024 By Stock Award F4
holding NYSE:NYCB Common Stock 29.3K Mar 22, 2024 By Stock Award (032423) F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.
F3 The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F4 The remaining 293,798 shares granted under Stock Award on December 1, 2022 pursuant to the Flagstar Bancorp, Inc. 2016 Stock Award and Incentive Plan, which was assumed by New York Community Bancorp, Inc. pursuant to the terms of the Merger Agreement, will vest in four approximately equal annual installments commencing on December 1, 2024.
F5 The remaining 29,329 shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in two equal annual installments commencing on March 24, 2025