| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NYSE:NYCB | Common Stock | Gift | $0 | -60,000 | -8.6% | $0.000000 | 640,864 | 27 Dec 2022 | Direct | |
| transaction | NYSE:NYCB | Common Stock | Gift | $0 | -17,000 | -2.7% | $0.000000 | 623,864 | 22 Dec 2023 | Direct | |
| transaction | NYSE:NYCB | Common Stock | Gift | $0 | +3,400 | +12% | $0.000000 | 32,268 | 22 Dec 2023 | By Trust fbo gchild DD | F1 |
| transaction | NYSE:NYCB | Common Stock | Gift | $0 | +3,400 | +12% | $0.000000 | 32,268 | 22 Dec 2023 | By Trust fbo gchild AD | F1 |
| transaction | NYSE:NYCB | Common Stock | Gift | $0 | +3,400 | +14% | $0.000000 | 28,012 | 22 Dec 2023 | By Trust fbo gchild LeoG | F1 |
| transaction | NYSE:NYCB | Common Stock | Gift | $0 | +3,400 | +21% | $0.000000 | 19,982 | 22 Dec 2023 | By Trust fbo gchild MG | F1 |
| transaction | NYSE:NYCB | Common Stock | Gift | $0 | +3,400 | +75% | $0.000000 | 7,937 | 22 Dec 2023 | By Trust fbo LukeG | F1 |
| transaction | NYSE:NYCB | Common Stock | Gift | $0 | -6,800 | -1.1% | $0.000000 | 617,064 | 26 Dec 2023 | Direct | F2, F3 |
| transaction | NYSE:NYCB | Common Stock | Award | $0 | +14,634 | $0.000000 | 14,634 | 23 Jan 2024 | By Stock Award (012324) | F4 | |
| holding | NYSE:NYCB | Common Stock | 875,291 | 22 Dec 2023 | By SLAT | F5 | |||||
| holding | NYSE:NYCB | Common Stock | 828,716 | 22 Dec 2023 | By Wife's SLAT | F6 | |||||
| holding | NYSE:NYCB | Common Stock | 116,839 | 22 Dec 2023 | By CRUTrust | F7 | |||||
| holding | NYSE:NYCB | Common Stock | 64,305 | 22 Dec 2023 | By IRA | ||||||
| holding | NYSE:NYCB | Common Stock | 827 | 22 Dec 2023 | By Wife's Trust | F8 |
| Id | Content |
|---|---|
| F1 | These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F2 | The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. |
| F3 | Excludes 59,190 shares that were previously reported as directly held and now reported as indirectly held in the reporting person's individual retirement account (IRA). |
| F4 | These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025. |
| F5 | Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary. |
| F6 | Spousal Lifetime Access Trust (SLAT) wherein reporting person is initial trustee and beneficiary. |
| F7 | These shares are held in a charitable remainder unitrust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the New York Community Bancorp, Inc. common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein. |
| F8 | The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |