Alessandro DiNello - Dec 22, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYSE:NYCB)

Signature
Jan M. Klym, By Power of Attorney
Stock symbol
NYSE:NYCB
Transactions as of
Dec 22, 2023
Transactions value $
$0
Form type
4
Date filed
1/25/2024, 06:24 PM
Previous filing
Jan 26, 2023
Next filing
Feb 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYSE:NYCB Common Stock Gift $0 -60K -8.56% $0.00 641K Dec 27, 2022 Direct
transaction NYSE:NYCB Common Stock Gift $0 -17K -2.65% $0.00 624K Dec 22, 2023 Direct
transaction NYSE:NYCB Common Stock Gift $0 +3.4K +11.78% $0.00 32.3K Dec 22, 2023 By Trust fbo gchild DD F1
transaction NYSE:NYCB Common Stock Gift $0 +3.4K +11.78% $0.00 32.3K Dec 22, 2023 By Trust fbo gchild AD F1
transaction NYSE:NYCB Common Stock Gift $0 +3.4K +13.81% $0.00 28K Dec 22, 2023 By Trust fbo gchild LeoG F1
transaction NYSE:NYCB Common Stock Gift $0 +3.4K +20.5% $0.00 20K Dec 22, 2023 By Trust fbo gchild MG F1
transaction NYSE:NYCB Common Stock Gift $0 +3.4K +74.94% $0.00 7.94K Dec 22, 2023 By Trust fbo LukeG F1
transaction NYSE:NYCB Common Stock Gift $0 -6.8K -1.09% $0.00 617K Dec 26, 2023 Direct F2, F3
transaction NYSE:NYCB Common Stock Award $0 +14.6K $0.00 14.6K Jan 23, 2024 By Stock Award (012324) F4
holding NYSE:NYCB Common Stock 875K Dec 22, 2023 By SLAT F5
holding NYSE:NYCB Common Stock 829K Dec 22, 2023 By Wife's SLAT F6
holding NYSE:NYCB Common Stock 117K Dec 22, 2023 By CRUTrust F7
holding NYSE:NYCB Common Stock 64.3K Dec 22, 2023 By IRA
holding NYSE:NYCB Common Stock 827 Dec 22, 2023 By Wife's Trust F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2 The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
F3 Excludes 59,190 shares that were previously reported as directly held and now reported as indirectly held in the reporting person's individual retirement account (IRA).
F4 These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.
F5 Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary.
F6 Spousal Lifetime Access Trust (SLAT) wherein reporting person is initial trustee and beneficiary.
F7 These shares are held in a charitable remainder unitrust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the New York Community Bancorp, Inc. common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.
F8 The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.