Lee Matthew Smith - Dec 1, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYSE:NYCB)

Role
SEVP & President of Mortgage
Signature
Jan M. Klym, By Power of Attorney
Stock symbol
NYSE:NYCB
Transactions as of
Dec 1, 2023
Transactions value $
$0
Form type
4
Date filed
12/4/2023, 11:50 AM
Previous filing
Mar 27, 2023
Next filing
Feb 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYSE:NYCB Common Stock Tax liability $0 -31.9K -2.2% $0.00 1.42M Dec 1, 2023 Direct F1, F2, F3
holding NYSE:NYCB Common Stock 294K Dec 1, 2023 By Stock Award F4
holding NYSE:NYCB Common Stock 44K Dec 1, 2023 By Stock Award (032423) F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
F3 Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.
F4 The remaining 293,798 shares granted under Stock Award on December 1, 2022 pursuant to the Flagstar Bancorp, Inc. 2016 Stock Award and Incentive Plan, which was assumed by New York Community Bancorp, Inc. pursuant to the terms of the Merger Agreement, will vest in four approximately equal annual installments commencing on December 1, 2024.
F5 These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024.