Reginald E. Davis - Aug 3, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Signature
Jan M. Klym, By Power of Attorney
Stock symbol
NYCB
Transactions as of
Aug 3, 2023
Transactions value $
$0
Form type
4
Date filed
8/4/2023, 10:03 AM
Previous filing
Jul 5, 2023
Next filing
Aug 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability $0 -9.97K -8.64% $0.00 105K Aug 3, 2023 Direct F1, F2
holding NYCB Common Stock 207K Aug 3, 2023 By Stock Award F3
holding NYCB Common Stock 28.2K Aug 3, 2023 By Stock Award (032423) F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.
F3 206,747 shares granted under Stock Award on December 1, 2022 pursuant to the Flagstar Bancorp, Inc. 2016 Stock Award and Incentive Plan, which was assumed by New York Community Bancorp, Inc. pursuant to the terms of the Merger Agreement, will vest in five approximately equal annual installments commencing on December 1, 2023.
F4 These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024.