Reginald E. Davis - 24 May 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
Sr EVP & President of Banking
Signature
/s/ Jan M. Klym, Power of Attorney
Issuer symbol
NYCB
Transactions as of
24 May 2023
Net transactions value
$0
Form type
4
Filing time
26 May 2023, 11:49:44 UTC
Previous filing
04 Apr 2023
Next filing
05 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability $0 -4,620 -3.8% $0.000000 118,413 24 May 2023 Direct F1, F2
transaction NYCB Common Stock Tax liability $0 -3,032 -2.6% $0.000000 115,381 25 May 2023 Direct F1, F2
holding NYCB Common Stock 206,747 24 May 2023 By Stock Award F3
holding NYCB Common Stock 28,156 24 May 2023 By Stock Award (032423) F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.
F3 206,747 shares granted under Stock Award on December 1, 2022 pursuant to the Flagstar Bancorp, Inc. 2016 Stock Award and Incentive Plan, which was assumed by New York Community Bancorp, Inc. pursuant to the terms of the Merger Agreement, will vest in five approximately equal annual installments commencing on December 1, 2023.
F4 These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024.