Nicholas Christopher Munson - Apr 15, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
EVP & Chief Risk Officer
Signature
/s/ Jan M. Klym, Power of Attorney
Stock symbol
NYCB
Transactions as of
Apr 15, 2023
Transactions value $
$0
Form type
4
Date filed
4/17/2023, 12:54 PM
Previous filing
Mar 27, 2023
Next filing
Jan 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability $0 -3.97K -6.8% $0.00 54.3K Apr 15, 2023 Direct F1, F2
holding NYCB Common Stock 18.1K Apr 15, 2023 By 401(k) F3
holding NYCB Common Stock 6K Apr 15, 2023 By Stock Award II F4
holding NYCB Common Stock 6K Apr 15, 2023 By Stock Award III F5
holding NYCB Common Stock 15K Apr 15, 2023 By Stock Award IV F6
holding NYCB Common Stock 20K Apr 15, 2023 By Stock Award V F7
holding NYCB Common Stock 20.3K Apr 15, 2023 By Stock Award (032423) F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
F3 Since his last form filing, the reporting person 3,929 acquired shares of Issuer's common stock in the Issuer's 401(k) plan.
F4 The remaining 6,000 shares, granted under Stock Award II on April 15, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 15, 2024.
F5 The remaining 6,000 shares, granted under Stock Award III on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 14, 2024.
F6 The remaining 15,000 shares, granted under Stock Award IV on January 14, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three equal annual installments commencing on January 14, 2024.
F7 The remaining 20,000 shares, granted under Stock Award V on February 1, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in four equal annual installments commencing on January 14, 2024.
F8 These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024.