Thomas R. Cangemi - Apr 13, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
President and CEO, Director
Signature
/s/ Jan M. Klym, Power of Attorney
Stock symbol
NYCB
Transactions as of
Apr 13, 2023
Transactions value $
$0
Form type
4
Date filed
4/17/2023, 11:37 AM
Previous filing
Mar 27, 2023
Next filing
Jan 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability $0 -12.6K -1.11% $0.00 1.12M Apr 13, 2023 Direct F1, F2
holding NYCB Common Stock 58.4K Apr 13, 2023 By IRA
holding NYCB Common Stock 133K Apr 13, 2023 By 401(k)
holding NYCB Common Stock 1.94K Apr 13, 2023 By Spouse
holding NYCB Common Stock 175K Apr 13, 2023 By Stock Award XV F3
holding NYCB Common Stock 12.6K Apr 13, 2023 By Stock Award XVI F4
holding NYCB Common Stock 49.5K Apr 13, 2023 By Stock Award XVII F5
holding NYCB Common Stock 125K Apr 13, 2023 By Stock Award (032423) F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
F3 The remaining 174,588 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three equal annual installments commencing on January 12, 2024.
F4 The remaining 12,558 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024.
F5 The remaining 49,492 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in two equal annual installments commencing on April 13, 2024.
F6 These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024.