John Thomas Adams - Mar 17, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
SEVP Dir. Multi-Family Lending
Signature
/s/ Jan M. Klym, Power of Attorney
Stock symbol
NYCB
Transactions as of
Mar 17, 2023
Transactions value $
$0
Form type
4
Date filed
3/21/2023, 12:03 PM
Previous filing
Feb 28, 2023
Next filing
Mar 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Award $0 +39.9K +51.78% $0.00 117K Mar 17, 2023 Direct F1
transaction NYCB Common Stock Tax liability $0 -17.3K -14.82% $0.00 99.6K Mar 17, 2023 Direct F2
holding NYCB Common Stock 40.1K Mar 17, 2023 By 401(k)
holding NYCB Common Stock 2.4K Mar 17, 2023 By Stock Award V F3
holding NYCB Common Stock 10K Mar 17, 2023 By Stock Award VI F4
holding NYCB Common Stock 3.75K Mar 17, 2023 By Stock Award VII F5
holding NYCB Common Stock 14.9K Mar 17, 2023 By Stock Award VIII F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired these shares upon the settlement of certain Performance Based Share Units (PBSUs) of the issuer, after performance goals had been deemed satisfied by the Compensation Committee of the Issuer's Board of Directors. The PBSUs were originally granted on June 3, 2020.
F2 These shares were surrendered to satisfy tax withholding obligations resulting from the settlement of certain Performance Share Units of issuer.
F3 The remaining 2,400 shares, granted under Stock Award V on January 14, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 14, 2024.
F4 The remaining 10,000 shares, granted under Stock Award VI on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 14, 2024.
F5 The remaining 3,753 shares, granted under Stock Award VII on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024.
F6 14,866 shares granted under Stock Award VIII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three approximately equal annual installments commencing on April 13, 2023.